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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 2210 (Communications with the Public) and 2214 (Requirements for the Use of Investment Analysis Tools)

(Release No. 34-71792; File No. SR-FINRA-2014-012)


Jun. 18, 2014 Joseph P. Savage, Vice President and Counsel, FINRA, Washington, District of Columbia
Apr. 21, 2014 Stephanie R. Nicolas, WilmerHale
Apr. 21, 2014 Dorothy Donohue, Acting General Counsel, Investment Company Institute
Apr. 17, 2014 Carrie Devorah
Apr. 15, 2014 Jason Doss, President, Public Investors Arbitration Bar Association, PIABA, Norman, Oklahoma

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2014-012/finra2014012.shtml

Modified: 06/18/2014