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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Uniform Branch Office Registration Form (Form BR)

(Release No. 34-71027; File No. SR-FINRA-2013-051)


Jan. 21, 2014 Kosha Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Jan. 3, 2014 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jan. 3, 2014 Clifford Kirsch and Eric A. Arnold, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Jan. 2, 2014 Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Atlanta, Georgia

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-051/finra2013051.shtml

Modified: 10/16/2014