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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting

(Release No. 34-70924; File No. SR-FINRA-2013-050)


Feb. 14, 2014 Lisa C. Horrigan, Associate General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Dec. 20, 2013 Manisha Kimmel, Executive Director, Financial Information Forum

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-050/finra2013050.shtml

Modified: 02/18/2014