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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities

(Release No. 34-70906; File No. SR-FINRA-2013-046)


Feb. 21, 2014 Kathryn M. Moore, Associate General Counsel, FINRA
Feb. 14, 2014 Kathryn M. Moore, Associate General Counsel, FINRA
Feb. 14, 2014 Kathryn M. Moore, Associate General Counsel, FINRA
Dec. 17, 2013 Chris Killian, Managing Director, Securitization, SIFMA

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-046/finra2013046.shtml

Modified: 03/05/2014