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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Clarify the Classification and Reporting of Certain Securities to FINRA

(Release No. 34-70482; File No. SR-FINRA-2013-039)


Mar. 14, 2014 Sean Davy, Managing Director, Capital Markets, SIFMA, New York, New York
Oct. 31, 2013 Manisha Kimmel, Executive Director, Financial Information Forum
Oct. 21, 2013 Sean Davy, Managing Director, Capital Markets, SIFMA, New York, New York

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-039/finra2013039.shtml

Modified: 10/16/2014