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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to the Dissemination of Transactions in TRACE-Eligible Securities that are Effected Pursuant to Securities Act Rule 144A

(Release No. 34-70009; File No. SR-FINRA-2013-029)


Aug. 15, 2013 Ari Gabinet, General Counsel, OppenheimerFunds, New York, New York
Aug. 15, 2013 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute, Washington, District of Columbia

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-029/finra2013029.shtml

Modified: 08/16/2013