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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition

(Release No. 34-69762; File No. SR-FINRA-2013-023)


Aug. 7, 2013 Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Jul. 11, 2013 Mark E. Sanders, Attorney, Milwaukee, Wisconsin
Jul. 11, 2013 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jul. 11, 2013 Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association (PIABA), Tampa, Florida
Jul. 11, 2013 Glenn S. Gitomer, McCausland Keen & Buckman
Jul. 11, 2013 Jill I. Gross, Director, Investor Rights Clinic, Pace University School of Law
Jul. 10, 2013 Steve A. Buchwalter, Attorney, Encino, California
Jul. 10, 2013 Debra G. Speyer, Esq.
Jul. 10, 2013 Leonard Steiner, Attorney, Beverly Hills, California
Jul. 10, 2013 Ryan K. Bakhtiari; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California
Jul. 10, 2013 Philip M. Aidikoff, Partner; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California
Jul. 9, 2013 Christine Lazaro, Esq., Acting Director, and Pamela M. Albanese, Legal Intern, St. John's University School of Law Securities Arbitration Clinic
Jul. 2, 2013 David P. Neuman, Stoltmann Law Offices, Chicago, Illinois
Jul. 2, 2013 Seth E. Lipner, Professor of Law, Zicklin School of Business Member, Deutsch & Lipner, New York
Jun. 25, 2013 George Friedman, Esq., Teaneck, New Jersey
Jun. 18, 2013 Steven B. Caruso, Esquire, Maddox Hargett Caruso, P.C., New York, New York

 

http://www.sec.gov/comments/sr-finra-2013-023/finra2013023.shtml

Modified: 09/18/2013