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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Require Members to Report the Factor to TRACE in Asset-Backed Security Transactions (Except an Asset-Backed Security Traded TBA), in the Limited Instances When Members Effect Such Transactions as Agent and Charge a Commission)

[Release No. 34-68414; File No. SR-FINRA-2012-052]


Jan. 11, 2013 Kathryn Moore, Assistant General Counsel, Washington, District of Columbia
Dec. 18, 2012 Mark Sokolow

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2012-052/finra2012052.shtml

Modified: 10/16/2014