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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the By-Laws of FINRA Dispute Resolution, Inc. to Clarify That Services Provided by Mediators Should Not Cause Them to Be Classified as Industry Members under the By-Laws

(Release No. 34-67784; File No. SR-FINRA-2012-040)


Oct. 2, 2012 Anonymous

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2012-040/finra2012040.shtml

Modified: 10/16/2014