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Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 4 of Schedule A to the FINRA By-Laws to Increase the Branch Office Annual Registration and New Member Application Fees and Assess a New Continuing Membership Application Fee
(Release No. 34-67240; File No. SR-FINRA-2012-031)
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| Comments have been received from individuals and entities using the following Letter Type A: 5 |
| Aug. 17, 2012 | Peter Voldness, CEO, Emergent, Bloomington, Minnesota |
| Aug. 3, 2012 | Philip Shaikun, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| Jul. 23, 2012 | Albert Aizin, President, Advanced Planning Financial & Estate Services |
| Jul. 23, 2012 | Mitchell S. Fiser, CPA, CFP, Fiser Group, Lenexa, Kansas |
| Jul. 23, 2012 | Gerard P. Gloisten, President, GBS Financial Corp |
| Jul. 22, 2012 | R. Searle |
| Jul. 20, 2012 | Valerie G. Brown, CEO, Cetera Financial Group, El Segundo, California |
| Jul. 20, 2012 | Jack R. Handy, Jr., CEO, Financial Network Investment Corporation, El Segundo, California |
| Jul. 20, 2012 | James R. King, Sr., Chairman and CEO, Centaurus Financial, Inc., Anaheim, California |
| Jul. 20, 2012 | Enrique M. Vasquez, President & CEO, Genworth Financial Investment Services, Inc. |
| Jul. 20, 2012 | Brett Harrison, President and CEO, MultiFinancial Securities Corporation, Denver, Colorado |
| Jul. 19, 2012 | David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc. |
| Jul. 20, 2012 | Ron Snyder, President, Selkirk Investments, Inc., Spokane, Washington |
| Jul. 20, 2012 | Michael Mumaw |
| Jul. 20, 2012 | Westrock Capital Management, Inc., Chestnut Ridge, New York |
| Jul. 20, 2012 | David Thrasher, Thrasher & Chambers, Inc. |
| Jul. 20, 2012 | Pete Hoffman, CPA, PHD Capital, New York, New York |
| Jul. 20, 2012 | David D. McNally, President, McNally Financial Services Corporation, San Antonio, Texas |
| Jul. 20, 2012 | Dr. Ying Cui, President, Univest Securities |
| Jul. 20, 2012 | Arthur Gottlieb, Managing Director, C.W. Downer & Co., Boston, Massachusetts |
| Jul. 20, 2012 | Benjamin Gordon, Managing Partner, BG Strategic Advisors, West Palm Beach, Florida |
| Jul. 19, 2012 | Eric A. Arnold and Clifford E. Kirsch, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Jul. 19, 2012 | Kevin A. Carreno, General Counsel and Chief Risk Officer, International Assets Advisory, LLC |
| Jul. 18, 2012 | Howard Spindel, Senior Managing Director, and Cassondra E. Joseph, Managing Director, Integrated Management Solutions USA LLC |
| Jul. 18, 2012 | Wayne Talleur, President, Madison Avenue Securities, Inc. |
| Jul. 18, 2012 | Brent Owens, CFD Investments |
| Jul. 16, 2012 | Robert A. Muh, Chief Executive Officer, Sutter Securities Incorporated |
http://www.sec.gov/comments/sr-finra-2012-031/finra2012031.shtml
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