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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders

(Release No. 34-67085; File No. SR-FINRA-2012-026)


Aug. 9, 2012 Racquel Russell, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Jul. 9, 2012 Christopher Nagy, President, KOR Trading LLC
Jul. 3, 2012 Virgil F. Liptak, Dallas, Texas
Jun. 27, 2012 Gary J. Sjostedt, Director, Order Routing and Sales, TD Ameritrade, Omaha, Nebraska
Jun. 26, 2012 Ann Vlcek, Managing Director and Associate General Counsel, SIFMA

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2012-026/finra2012026.shtml

Modified: 10/16/2014