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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook

(Release No. 34-67079; File No. SR-FINRA-2012-025)


Aug. 29, 2012 Brant Brown, Associate General Counsel, FINRA, Washington, District of Columbia
Jul. 9, 2012 Sean Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association
Jun. 26, 2012 Ryan K. Bakhtiari, President, Public Investors Arbitration Bar Association

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2012-025/finra2012025.shtml

Modified: 10/16/2014