|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities
(Release No. 34-66924; File No. SR-FINRA-2012-023)
|
| Jun. 19, 2012 | Brant K. Brown, Associate General Counsel, FINRA |
| Jun. 13, 2012 | John C. Nagel, Managing Director and General Counsel, Citadel Securities |
| Jun. 13, 2012 | Daniel Keegan, Managing Director, Citigroup Global Markets Inc. |
| Jun. 11, 2012 | Kimberly Unger, Executive Director, Security Traders Association of New York, Inc. |
| Jun. 4, 2012 | Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc. |
http://www.sec.gov//comments/sr-finra-2012-023/finra2012023.shtml
|
