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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities

(Release No. 34-66924; File No. SR-FINRA-2012-023)


Jun. 19, 2012 Brant K. Brown, Associate General Counsel, FINRA
Jun. 13, 2012 John C. Nagel, Managing Director and General Counsel, Citadel Securities
Jun. 13, 2012 Daniel Keegan, Managing Director, Citigroup Global Markets Inc.
Jun. 11, 2012 Kimberly Unger, Executive Director, Security Traders Association of New York, Inc.
Jun. 4, 2012 Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc.

 

 

 

 

 

 

http://www.sec.gov//comments/sr-finra-2012-023/finra2012023.shtml

Modified: 06/19/2012