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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) to Adopt New Standardized Electronic Form CMA
(Release No. 34-66508; File No. SR-FINRA-2012-018)
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| May 8, 2012 | Patricia Albrecht, Financial Industry Regulatory Authority, Washington, District of Columbia |
| Mar. 29, 2012 | Howard Spindel, Senior Managing Director, Integrated Management Solutions USA LLC |
| Mar. 29, 2012 | Stephen H. Cohen, Partner, Loeb & Loeb LLP |
| Mar. 29, 2012 | David T. Bellaire, Esq.,
General Counsel and Director of Government Affairs, Financial Services Institute, Inc. |
| Mar. 14, 2012 | Kevin A. Carreno, President, Experts Counsel Inc., St. Petersburg, Florida |
http://www.sec.gov/comments/sr-finra-2012-018/finra2012018.shtml
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