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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to extend to January 17, 2013 the implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

(Release No. 34-66156; File No. SR-FINRA-2012-004)


Jan. 22, 2012 Jeffery M. Brunello

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2012-004/finra2012004.shtml

Modified: 10/16/2014