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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 to Amend FINRA Rule 4560 (Short-Interest Reporting)

(Release No. 34-66872; File No. SR-FINRA-2012-001)
May 14, 2012 Suzanne Hamlet Shatto

 

Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 to Amend FINRA Rule 4560 (Short-Interest Reporting)

(Release No. 34-66220; File No. SR-FINRA-2012-001)
Apr. 23, 2012 Racquel Russell, Financial Industry Regulatory Authority, Washington, District of Columbia
Feb. 23, 2012 Melissa MacGregor, Managing Director & Associate General Counsel, SIFMA

 

http://www.sec.gov/comments/sr-finra-2012-001/finra2012001.shtml
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Modified: 05/15/2012