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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Whistleblower Claims in Arbitration

(Release No. 34-65896; File No. SR-FINRA-2011-067)


Mar. 5, 2012 Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Jan. 3, 2012 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-067/finra2011067.shtml

Modified: 10/16/2014