		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Regulatory Actions

Staff Interps

Litigation

ALJ

Divisions

Comments on FINRA Rulemaking

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)


Nov. 14, 2011	David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc.

http://www.sec.gov/comments/sr-finra-2011-060/finra2011060.shtml