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Comments on FINRA Rulemaking

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)

[Release No. 34-65580; File No. SR-FINRA-2011-060]


Nov. 14, 2011 David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc.

 

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-060/finra2011060.shtml

Modified: 11/16/2011