SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3230 (Telemarketing) in the FINRA Consolidated Rulebook

(Release No. 34-65645; File No. SR-FINRA-2011-059)


Dec. 15, 2011 Matthew E. Vitek, Counsel, FINRA, Washington, District of Columbia
Nov. 21, 2011 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-059/finra2011059.shtml

Modified: 10/16/2014