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Comments on FINRA Rulemaking

Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility

[Release No. 34-66065; File No. SR-FINRA-2011-054]


Feb. 7, 2012 Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Jan. 25, 2012 Craig S. Donohue, Chief Executive Officer, CME Group Inc.
Jan. 20, 2012 Timothy Quast, Managing Director, ModernIR
 

Notice of Filing of Proposed Rule Change to Update Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and Amend Rule 6440 (Trading and Quotation Halt in OTC Equity Securities

(Release No. 34-65430; File No. SR-FINRA-2011-054)


Oct. 27, 2011 Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Oct. 25, 2011 Richard H. Baker, President and CEO, Managed Funds Association
Oct. 25, 2011 Bart Chilton, Commissioner, Commodity Futures Trading Commission, Washington, District of Columbia
Oct. 25, 2011 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, Washington, D.C.
Oct. 25, 2011 Craig S. Donohue, Chief Executive Officer, CME Group Inc.
Oct. 20, 2011 Suzanne H. Shatto, Investor, Seattle, Washington

 

http://www.sec.gov/comments/sr-finra-2011-054/finra2011054.shtml

Modified: 10/16/2014