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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Exemption from Certain Reporting Obligations under Equity Trade Reporting Rules for Certain Alternative Trading Systems
(Release No. 34-65388; File No. SR-FINRA-2011-051)
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| Nov. 4, 2011 | Lisa Horrigan, Associate General Counsel, FINRA |
| Oct. 21, 2011 | Naphtali M. Hamlet, Investor, Seattle, Washington |
| Oct. 20, 2011 | Suzanne H. Shatto, Seattle, Washington |
| Oct. 20, 2011 | Daniel Zinn, General Counsel, OTC Markets Group Inc. |
http://www.sec.gov/comments/sr-finra-2011-051/finra2011051.shtml
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