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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Exemption from Certain Reporting Obligations under Equity Trade Reporting Rules for Certain Alternative Trading Systems

(Release No. 34-65388; File No. SR-FINRA-2011-051)


Nov. 4, 2011 Lisa Horrigan, Associate General Counsel, FINRA
Oct. 21, 2011 Naphtali M. Hamlet, Investor, Seattle, Washington
Oct. 20, 2011 Suzanne H. Shatto, Seattle, Washington
Oct. 20, 2011 Daniel Zinn, General Counsel, OTC Markets Group Inc.

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-051/finra2011051.shtml

Modified: 11/07/2011