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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Series 7 Examination Program

[Release No. 34-65358; File No. SR-FINRA-2011-045]


Oct. 28, 2011 James T. McHale, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-041/finra2011041.shtml

Modified: 10/16/2014