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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Operations Professional ("Series 99") Examination Program

[Release No. 34-65222; File No. SR-FINRA-2011-041]


Sep. 30, 2011 John Polanin and Claire Santaniello, Co-Chairs, Compliance and Regulatory Policy Committee 2011, SIFMA

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-026/finra2011026.shtml

Modified: 08/24/2011