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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)

[Release No. 34-64260; File No. SR-FINRA-2011-016]

May 4, 2011 Peter J. Mougey, President, Public Investors Arbitration Bar Association, Pensacola, Florida
May 4, 2011 Michael A. Lorz, Legal Intern, Christine Lazaro, Esq., Supervising Attorney, and Lisa Catalano, Esq., Director, Securities Arbitration Clinic, St. John's University, Queens, New York
May 4, 2011 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Apr. 18, 2011 Seth E. Lipner
Apr. 15, 2011 David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois

Modified: 05/05/2011