|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security
[Release No. 34-63960; File No. SR-FINRA-2011-008]
|
| May 10, 2011 | Memorandum from the Division of Trading and Markets regarding a May 10, 2011, meeting with representatives from OTC Markets Group, Inc. |
| Apr. 6, 2011 | Kimberly Unger, Security Traders Association of New York, Inc., New York, New York |
| Mar. 22, 2011 | Daniel Zinn, General Counsel, OTC Markets Group Inc. |
http://www.sec.gov/comments/sr-finra-2011-008/finra2011008.shtml
|
