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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security

[Release No. 34-63960; File No. SR-FINRA-2011-008]


May 10, 2011 Memorandum from the Division of Trading and Markets regarding a May 10, 2011, meeting with representatives from OTC Markets Group, Inc.
Apr. 6, 2011 Kimberly Unger, Security Traders Association of New York, Inc., New York, New York
Mar. 22, 2011 Daniel Zinn, General Counsel, OTC Markets Group Inc.

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-008/finra2011008.shtml

Modified: 05/16/2011