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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility)

[Release No. 34-63910; File No. SR-FINRA-2011-006]


Apr. 1, 2011 Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York
Mar. 15, 2011 Lisa A. Catalano, Esq., Director, Securities Arbitration Clinic, St. John's University School of Law, Queens, New York
Mar. 15, 2011 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-006/finra2011006.shtml

Modified: 04/13/2011