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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook

[Release No. 34-63375; File No. SR-FINRA-2010-061]


Dec. 22, 2010 D. Grant Vingoe, Arnold & Porter LLP

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-061/finra2010061.shtml

Modified: 10/16/2014