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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook

[Release No. 34-63331; File No. SR-FINRA-2010-059]


Feb. 23, 2011 Erika L. Lazar, Counsel, FINRA Office of General Counsel
Dec. 31, 2010 Albert Kramer, President, Kramer Securities Corporation
Dec. 17, 2010 Robert J. Duke, Director of Underwriting/Assistant Counsel, The Surety & Fidelity Association of America
Dec. 16, 2010 Richard Garone, Underwriting Director, Travelers Bond & Financial Products

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-059/finra2010059.shtml

Modified: 02/25/2011