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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook
[Release No. 34-63331; File No. SR-FINRA-2010-059]
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| Feb. 23, 2011 | Erika L. Lazar, Counsel, FINRA Office of General Counsel |
| Dec. 31, 2010 | Albert Kramer, President, Kramer Securities Corporation |
| Dec. 17, 2010 | Robert J. Duke, Director of Underwriting/Assistant Counsel, The Surety & Fidelity Association of America |
| Dec. 16, 2010 | Richard Garone, Underwriting Director, Travelers Bond & Financial Products |
http://www.sec.gov/comments/sr-finra-2010-059/finra2010059.shtml
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