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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks

[Release No. 34-62739; File No. SR-FINRA-2010-044]

Oct. 28, 2010 Brant D. Brown, Associate General Counsel, FINRA
Sep. 17, 2010 Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York
Sep. 15, 2010 Joan C. Conley, SVP and Corporate Secretary, The NASDAQ OMX Group, Inc., Rockville, Maryland
Sep. 10, 2010 Steve Allread, Equity Trader (Reports OATS Data for Firm) at Cutter Company , Dayton, Ohio





Modified: 11/01/2010