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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Amendments to the Discovery Guide and Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes
[Release No. 34-62584; File No. SR-FINRA-2010-035]
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| Feb. 8, 2011 | Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution |
| Nov. 14, 2010 | Charles Giger, M.D., Elmhurst, Illinois |
| Nov. 6, 2010 | Kathy A. Besmer, Las Vegas, Nevada |
| Sep. 24, 2010 | Matthew Farley, Drinker Biddle & Reath LLP |
| Sep. 24, 2010 | Scott C. Ilgenfritz, Johnson, Pope, Bokor, Ruppel & Burns, LLP |
| Sep. 16, 2010 | Gail E. Boliver, Attorney, Marshalltown, Iowa |
| Sep. 10, 2010 | Patricia Cowart, Chair, SIFMA Arbitration Committee |
| Aug. 27, 2010 | Keith L. Griffin, Esq., Griffin Law Firm, LLC, Indianapolis, Indiana |
| Aug. 27, 2010 | Royal B. Lea, Esquire, San Antonio, Texas |
| Aug. 26, 2010 | Richard M. Layne, Portland, Oregon |
| Aug. 25, 2010 | Eliot Goldstein, Esq., Law Offices of Eliot Goldstein, LLP, Cabin John, Maryland |
| Aug. 25, 2010 | Theodore M. Davis, Esq., Attorney, Long Island City, New York |
| Aug. 25, 2010 | John Cronin, Vermont Securities Director and Chair, NASAA Arbitration Project Group, Montpelier, Vermont |
| Aug. 24, 2010 | S. Lawrence Polk, Sutherland Asbill & Brennan LLP |
| Aug. 24, 2010 | William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Aug. 24, 2010 | Bradford D. Kaufman, Esq., Greenberg Traurig, West Palm Beach, Florida |
| Aug. 24, 2010 | Scott R. Shewan, President, Public Investors Arbitration Bar Association |
| Aug. 24, 2010 | Rob Bleecher, Esquire, Attorney, Mechanicsburg, Pennsylvania |
| Aug. 24, 2010 | Peter J. Mougey, Securities Attorney and PIABA Member, Pensacola, Florida |
| Aug. 24, 2010 | Richard L. Martens, Esq., Jason S. Haselkorn, Esq., Patricia M. Christiansen, Esq., Charles L. Pickett, Esq., Casey Ciklin Lubitz Martens & O'Connell |
| Aug. 24, 2010 | Kelly J. Moynihan, Keesal, Young & Logan |
| Aug. 24, 2010 | Paula D. Shaffner, Stradley Ronon Stevens & Young, LLP |
| Aug. 24, 2010 | Lee H. Schillinger, Hollywood, Florida |
| Aug. 24, 2010 | Robert M. Rudnicki, Vice President, Director of Litigation, Authorized House Counsel, Raymond James Financial, Inc. |
| Aug. 24, 2010 | Richard A. Lewins, Esq., Dallas, Texas |
| Aug. 24, 2010 | Barry D. Estell, Esq., Attorney Representing Customers in FINRA Arbitration, Mission, Kansas |
| Aug. 24, 2010 | Michael N. Ungar, Kenneth A. Bravo, Joseph S. Simms, and Jill Y. Coen, Ulmer & Berne LLP |
| Aug. 24, 2010 | Dominick F. Evangelista; Bressler, Amery & Ross, P.C. |
| Aug. 24, 2010 | Stanley Yorsz, Esquire, Buchanan Ingersoll & Rooney PC |
| Aug. 24, 2010 | Brian N. Smiley, Smiley Bishop & Porter, LLP, Atlanta, Guam |
| Aug. 24, 2010 | Jonathan Kord Lagemann, Attorney |
| Aug. 24, 2010 | Raymond W. Henney, Honigman Miller Schwarlz and Cohn LLP |
| Aug. 24, 2010 | Carrie L. Chelko, Esquire, Deputy General Counsel, Janney Montgomery Scott LLC |
| Aug. 24, 2010 | Frances Ruby, Austin, Texas |
| Aug. 24, 2010 | Jenice L. Malecki, Esq., Malecki Law, New York, New York |
| Aug. 24, 2010 | Jason R. Doss, Esquire, Attorney, Marietta, Georgia |
| Aug. 24, 2010 | G. Kirk Ellis, Retiured Corporate and Securities Lawyer, California |
| Aug. 24, 2010 | Michael S. Edmiston, Law Offices of Jonathan W. Evans & Associates, Studio City, California |
| Aug. 24, 2010 | Mark James, Dallas, Texas |
| Aug. 24, 2010 | Joseph Terry, Richardson, Texas |
| Aug. 24, 2010 | Alan S. Brodherson, Esquire, New York, New York |
| Aug. 23, 2010 | Herb Pounds, Jr., PIABA, San Antonio, Texas |
| Aug. 23, 2010 | Eric G. Wallis, Reed Smith LLP |
| Aug. 23, 2010 | Theodore A. Krebsbach, Esquire, Partner, Krebsbach and Snyder, P.C., New York, New York |
| Aug. 23, 2010 | David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois |
| Aug. 23, 2010 | Stephen Krosschell, Goodman & Nekvasil, P.A. |
| Aug. 23, 2010 | John W. Shaw, Berkowitz Oliver Williams Shaw & Eisenbrandt LLP, Kansas City, Missouri |
| Aug. 22, 2010 | Steven J. Gard, Esquire, Attorney, Jacksonville, Florida |
| Aug. 20, 2010 | Thomas R. Cox, Miller, Canfield, Paddock and Stone, P.L.C. |
| Aug. 20, 2010 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| Aug. 20, 2010 | Diane Nygaard, Securities Attorney, Overland Park, Kansas |
| Aug. 20, 2010 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
| Aug. 19, 2010 | Steven M. McCauley, Esq., Lexington, Kentucky |
| Aug. 19, 2010 | Robert C. Port, Esq., Atlanta, Georgia |
| Aug. 16, 2010 | Leonard Steiner, Attorney and PIABA member, Beverly Hills, California |
| Aug. 15, 2010 | Seth E. Lipner, Prof. of Law, Baruch College, Member, Deutsch & Lipner, New York, New York |
| Aug. 6, 2010 | Richard A. Stephens, Esq., Boca Raton, Florida |
http://www.sec.gov/comments/sr-finra-2010-035/finra2010035.shtml
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