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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8210 to Require Information Provided via Portable Media Device be Encrypted
[Release No. 34-62318; File No. SR-FINRA-2010-021]
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| Sep. 14, 2010 | Stan Macel, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia |
| Jul. 16, 2010 | Howard Spindel, Senior Managing Director, Integrated Management Solutions USA LLC |
| Jul. 16, 2010 | S. Kendrick Dunn, Assistant Vice President, Pacific Select Distributors, Inc. |
| Jul. 15, 2010 | Sis DeMarco, Director of Compliance, Triad Securities Corporation |
| Jul. 15, 2010 | Raymond C Holland, Vice-Chairman, Triad Securities Corporation |
| Jul. 15, 2010 | Eric Segall, Sr. V.P., Business Conduct, and Edward W. Wedbush, President, Wedbush Securities Inc., Los Angeles, California |
| Jul. 15, 2010 | Byron "Pat" Treat, President/CEO, Great Nation Investment Corporation |
| Jul. 14, 2010 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia |
| Jul. 13, 2010 | Chris Charles, President, Wulff, Hansen & Co. |
| Jul. 9, 2010 | Lisa Roth, Member Advocacy Committee Chair, National Association of Independent Brokers-Dealers, Inc. |
| Jul. 7, 2010 | Larry Taunt, Chief Executive Officer, Regal Financial Group, Kentwood, Michigan |
| Jul. 6, 2010 | David M. Sobel, Esq., EVP / CCO, Abel/Noser Corp., New York, New York |
http://www.sec.gov/comments/sr-finra-2010-021/finra2010021.shtml
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