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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8210 to Require Information Provided via Portable Media Device be Encrypted

[Release No. 34-62318; File No. SR-FINRA-2010-021]


Sep. 14, 2010 Stan Macel, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Jul. 16, 2010 Howard Spindel, Senior Managing Director, Integrated Management Solutions USA LLC
Jul. 16, 2010 S. Kendrick Dunn, Assistant Vice President, Pacific Select Distributors, Inc.
Jul. 15, 2010 Sis DeMarco, Director of Compliance, Triad Securities Corporation
Jul. 15, 2010 Raymond C Holland, Vice-Chairman, Triad Securities Corporation
Jul. 15, 2010 Eric Segall, Sr. V.P., Business Conduct, and Edward W. Wedbush, President, Wedbush Securities Inc., Los Angeles, California
Jul. 15, 2010 Byron "Pat" Treat, President/CEO, Great Nation Investment Corporation
Jul. 14, 2010 Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia
Jul. 13, 2010 Chris Charles, President, Wulff, Hansen & Co.
Jul. 9, 2010 Lisa Roth, Member Advocacy Committee Chair, National Association of Independent Brokers-Dealers, Inc.
Jul. 7, 2010 Larry Taunt, Chief Executive Officer, Regal Financial Group, Kentwood, Michigan
Jul. 6, 2010 David M. Sobel, Esq., EVP / CCO, Abel/Noser Corp., New York, New York

 

http://www.sec.gov/comments/sr-finra-2010-021/finra2010021.shtml

Modified: 09/15/2010