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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 9554 to Eliminate Explicitly the Inability-to-Pay Defense in the Expedited Proceedings Context

(Release No. 34-61938; File No. SR-FINRA-2010-014)


May 17, 2010 Scott R. Shewan, President, Public Investors Arbitration Bar Association
May 15, 2010 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic and Lennie B. Sliwinski, Cornell Law School' 11
May 14, 2010 Michael T. Nommensen, Bakersfield, California

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-014/finra2010014.shtml

Modified: 05/18/2010