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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Codes of Arbitration Procedure to Provide for Attorney Representation of Non-party Witnesses in Arbitration

(Release No. 34-61517; File No. SR-FINRA-2010-006)


Aug. 12, 2010 William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Apr. 28, 2010 Scott R. Shewan, Esquire, Public Investors Arbitration Bar Association, Clovis, California
Apr. 16, 2010 Richard P. Ryder, Attorney at Law
Apr. 1, 2010 Margo A. Hassan, Counsel, FINRA Dispute Resolution, New York, New York
Mar. 16, 2010 William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-006/finra2010006.shtml

Modified: 10/16/2014