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Comments on FINRA Rulemaking

Notice of Filing of Proposed FINRA Rule 6490 (Processing of Company-Related Actions), to Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and to Implement Fees for Such Services

(Release No. 34-61189; File No. SR-FINRA-2009-089)


Apr. 30, 2010 Kosha K. Dalal, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Feb. 18, 2010 Stephen J. Nelson, Esq., The Nelson Law Firm, LLC
Jan. 20, 2010 Liz Heese, Managing Director, Issuer and Information Services, Pink OTC Markets Inc.

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-089/finra2009089.shtml

Modified: 10/16/2014