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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Postponement Fee and Hearing Session Fee Rules of the Code of Arbitration Procedure for Customer and Industry Disputes

(Release No. 34-61057; File No. SR-FINRA-2009-075)


Jan. 29, 2010 Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Dec. 21, 2009 Scott R. Shewan, President, Pape & Shewan, LLP on behalf of the Public Investors Arbitration Bar Association
Dec. 16, 2009 William A Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-075/finra2009075.shtml

Modified: 10/16/2014