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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt NASD Interpretive Material 2210-2 into the Consolidated Rulebook as FINRA Rule 2211

(Release No. 34-61107; File No. SR-FINRA-2009-070)


May 17, 2010 Kosha Dalal, Associate Vice President and Associate General Counsel, Washington, District of Columbia
Dec. 30, 2009 Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Dec. 30, 2009 James A. Woodman, Hamilton, New Jersey

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-070/finra2009070.shtml

Modified: 10/16/2014