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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Require Members to Report OTC Transactions in Equity Securities Within 30 Seconds of Execution

(Release No. 34-60960; File No. SR-FINRA-2009-061)

Mar. 22, 2010 Financial Industry Regulatory Authority
Nov. 24, 2009 Neal E. Nakagiri, President, CEO, CCO, NPB Financial Group, LLC
Nov. 12, 2009 James Downing, CCO, Cheevers and Company, Inc.




Modified: 03/25/2010