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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2232 (Customer Confirmations) in the Consolidated FINRA Rulebook and to Delete NASD Rule 2230, NASD IM-2110-6 and Incorporated NYSE Rule 409(f)
(Release No. 34-60669; File No. SR-FINRA-2009-058)
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| Nov. 16, 2010 | Pam Lewis Marlborough, Associate General Counsel, TIAA-CREF Individual & Institutional Services, LLC |
| Oct. 26, 2010 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia |
| Sep. 16, 2010 | Adam H. Arkel, Assistant General Counsel, FINRA |
| Oct. 13, 2009 | Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Oct. 13, 2009 | Jonathan Feigelson, SVP, General Counsel, TIAA-CREF |
| Oct. 9, 2009 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
http://www.sec.gov/comments/sr-finra-2009-058/finra2009058.shtml
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