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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook
(Release No. 34-60475; File No. SR-FINRA-2009-047)
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| Feb. 5, 2010 | Gary L. Goldsholle, FINRA, Washington, District of Columbia |
| Sep. 18, 2009 | Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors |
| Sep. 8, 2009 | Jill Gross, Pace Investor Rights Clinic, White Plains, New York |
| Sep. 8, 2009 | Dale E. Brown, President & CEO, Financial Services Institute, Inc. |
| Sep. 8, 2009 | William A. Jacobson, Associate Clinical Professor, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Sep. 4, 2009 | Frederick T. Greene, CIMA, Senior V.P., Portfolio Manager, Woodforest Financial Services, Inc. |
http://www.sec.gov/comments/sr-finra-2009-047/finra2009047.shtml
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