Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Outside Business Activities of Registered Persons

(Release No. 34-60199; File No. SR-FINRA-2009-042)

Sep. 21, 2010	Gary A. Sanders, Vice President for Securities and State Government Relations, NAIFA
Sep. 21, 2010	William A. Jacobson, Associated Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Sep. 21, 2010	Dale E. Brown, CAE, President & CEO, Financial Services Institute, Inc.
Jul. 30, 2010	Gary L. Goldsholle, FINRA, Washington, District of Columbia
Aug. 6, 2009	Stephanie L. Brown, Managing Director, General Counsel, LPL Financial Corporation
Jul. 29, 2009	Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Jul. 29, 2009	Joan Hinchman, Executive Director, President and CEO, The National Society of Compliance Professionals
Jul. 29, 2009	Dale E. Brown, CAE, President & CEO, Financial Services Institute
Jul. 29, 2009	Gary A. Sanders, Vice President, Securities and State Government Relations, National Association of Insurance and Financial Advisors
Jul. 28, 2009	James Livingston, President/Chief Executive Officer, National Planning Holdings, Inc.