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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend Rules 12100, 12506, and 12902 of the Code of Arbitration Procedure for Customer Disputes and Rule 13100 of the Code of Arbitration Procedure for Industry Disputes to Implement Conforming Changes

(Release No. 34-60159; File No. SR-FINRA-2009-041)


Aug. 10, 2009 Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Jul. 29, 2009 Brian N. Smiley, President, Public Investors Arbitration Bar Association

 

http://www.sec.gov/comments/sr-finra-2009-041/finra2009041.shtml

Modified: 08/12/2009