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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook

(Release No. 34-59762; File No. SR-FINRA-2009-023)


Jun. 1, 2009 Stan Macel, Assistant General Counsel, Washington, District of Columbia
May 12, 2009 Clifford E. Kirsch and Eric A. Arnold, Sutherland Asbill & Brennan LLP on behalf of the Committee of Annuity Insurers

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-23/finra200923.shtml

Modified: 10/16/2014