Subject: File Number SR-FINRA-2009-008: Proposed Changes to Forms U4 and U5

April 9, 2009

I am writing to express my deep concerns about FINRA`s proposal to revise Forms U4 and U5.

I have twice been accused by clients, both cases were closed by FINRA as being unfounded. Once I was included in a law suit becasue the attorney conducting the suit went through and inculded everyone`s name that was in the office. The Judge threw the case out.

Why should any of these instances need to be disclosed on my U4 and U5? I think that would be very unfair and create unnecessary explaining.


Ms Jude McDaniel
McDaniel & McDaniel