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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

(Release No. 34-59484.; File No. SR-FINRA-2009-006)


Mar. 31, 2009 Daniel E. Hall, CBI, CMEA, Chairman, The M&A Source, Dallas, Texas
Mar. 31, 2009 Brian A. Wendler, President, Institute of Certified Business Counselors
Mar. 31, 2009 Michael Adhikari, Advisory Board President, Alliance of Merger & Acquisition Advisors
Mar. 27, 2009 Michael Ribet, Past President, Member of the Board of Directors and Member of Legislative Committee, Midwest Business Brokers and Intermediaries Association
Mar. 17, 2009 Bryan T. Emerson, Managing Director, Starlight Investments, LLC, Houston, Texas
Mar. 12, 2009 Gregory M. LeNeave, Anderson LeNeave & Co., Charlotte, North Carolina

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-006/finra2009006.shtml

Modified: 04/10/2009