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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals
(Release No. 34-59484.; File No. SR-FINRA-2009-006)
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| Mar. 31, 2009 | Daniel E. Hall, CBI, CMEA, Chairman, The M&A Source, Dallas, Texas |
| Mar. 31, 2009 | Brian A. Wendler, President, Institute of Certified Business Counselors |
| Mar. 31, 2009 | Michael Adhikari, Advisory Board President, Alliance of Merger & Acquisition Advisors |
| Mar. 27, 2009 | Michael Ribet, Past President, Member of the Board
of Directors and Member of Legislative Committee, Midwest Business Brokers and Intermediaries Association |
| Mar. 17, 2009 | Bryan T. Emerson, Managing Director, Starlight Investments, LLC, Houston, Texas |
| Mar. 12, 2009 | Gregory M. LeNeave, Anderson LeNeave & Co., Charlotte, North Carolina |
http://www.sec.gov/comments/sr-finra-2009-006/finra2009006.shtml
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