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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Definition of TRACE-Eligible Security to Include Securities Eligible for Public Sale and Additional Securities that are Restricted Securities

(Release No. 34-59519.; File No. SR-FINRA-2009-004)


Mar. 31, 2009 Sean C. Davy, SIFMA, New York, New York
Mar. 31, 2009 Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-004/finra2009004.shtml

Modified: 09/25/2009