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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook

(Release No. 34-59273; File No. SR-FINRA-2008-067)


Apr. 17, 2009 Julian Rainero, Partner, Bracewell & Giuliani LLP, New York, New York
Apr. 14, 2009 Adam Arkel, Esq., Assistant General Counsel, FINRA
Feb. 18, 2009 Holly H. Smith and Eric A. Arnold, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers

 

 

 

 

http://www.sec.gov/comments/sr-finra-2008-067/finra2008067.shtml

Modified: 04/20/2009