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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook

(Release No. 34-58118; File No. SR-FINRA-2008-030)
Sep. 4, 2008 Philip Shaikun, Associate Vice President and Associate General Counsel, FINRA
Aug. 5, 2008 Christine LaBastille, Managing Director, Integrated Management Solutions USA LLC
Aug. 4, 2008 Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

 

 

 

http://www.sec.gov/comments/sr-finra-2008-030/finra2008030.shtml
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Modified: 09/11/2008