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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook

(Release No. 34-58308; File No. SR-FINRA-2008-027)


Sep. 11, 2008 Gary Goldsholle, Vice President and Associate General Counsel, Regulatory Group, FINRA
Sep. 2, 2008 Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

 

 

 

http://www.sec.gov/comments/sr-finra-2008-027/finra2008027.shtml

Modified: 09/12/2008