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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook

(Release No. 34-58134; File No. SR-FINRA-2008-025)


Jul. 16, 2008 Dan Mayfield, President, Sanderlin Securities

 

 

 

http://www.sec.gov/comments/sr-finra-2008-025/finra2008025.shtml

Modified: 10/16/2014