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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by Financial Industry Regulatory Authority, Inc., Relating to Amendments to the Discovery Guide to Update the Document Production Lists

(Release No. 34-59534; File No. SR-FINRA-2008-024)


Apr. 15, 2009 Laurence S. Schultz, Driggers, Schultz & Herbst, P.C., Troy, Michigan
Apr. 14, 2009 Carl J. Carlson, Seattle, Washington
Apr. 13, 2009 Scott L. Silver, Blum & Silver, LLP
Apr. 9, 2009 Robert Savage, Esquire, Tampa, Florida
Apr. 7, 2009 Scott C. Ilgenfritz, Tampa, Florida
Apr. 7, 2009 William P. Torngren, Attorney, Sacramento, California
Apr. 4, 2009 Richard Layne, Attorney at Law, Portland, Oregon
Apr. 3, 2009 Theodore M. Davis, Esq, Lawyer, Long Island City, New York
Apr. 3, 2009 Dale Ledbetter, Esq., PIABA, Fort Lauderdale, Florida
Apr. 3, 2009 Stephen Krosschell, Goodman & Nekvasil, P.A., Joel A. Goodman, and Kalju Nekvasil, Goodman & Nekvasil, P.A.
Apr. 3, 2009 Mark E. Sanders, Esquire, Milwaukee, Wisconsin
Apr. 3, 2009 Thomas H. Porter, Law Offices of Jeffrey A. Feldman, San Francisco, California
Apr. 3, 2009 Richard A. Lewins, Dallas, Texas
Apr. 3, 2009 Robert C. Port
Apr. 3, 2009 Al Van Kampen, Attorney at Law, Seattle, Washington
Apr. 3, 2009 Barry D. Estell
Apr. 3, 2009 Shockman Law Office, P.C.
Apr. 3, 2009 Mitchell S. Ostwald
Apr. 3, 2009 Peter J. Mougey, Esq. and Kristian P. Kraszewski, Esq.
Apr. 3, 2009 Angela H. Magary, Reasonover Olinde, LLC, Andover, Massachusetts
Apr. 3, 2009 Michael Pysno, Sr., Associate General Counsel- Litigation, Managing Director, RBC Wealth Management
Apr. 3, 2009 William A. Jacobson, Esq., Associate Clinical Professor of Law, Director, Cornell Securities Law Clinic and Ginger McCall, Cornell Law School
Apr. 3, 2009 Jill Gross, Esq., Director, Pace Law School Investor Rights Clinic, White Plains, New York; Ashwath Trasi, Student Intern; and Bradford Lombardi, Student Intern
Apr. 3, 2009 Jan Graham, Graham Law Offices, Salt Lake City, Utah
Apr. 3, 2009 Michael MacDonald, Lawyer, St. Paul, Minnesota
Apr. 3, 2009 Peter McCormack, Law Intern and Yumi Frost, Law Intern, Albany Law School, Securities Arbitration Clinic, Albany Law School Clinic & Justice Center
Apr. 3, 2009 Rob Bleecher, Esquire, Pecht Associates, PC, Mechanicsburg, Pennsylvania
Apr. 3, 2009 Jeffrey Kruske, Overland Park, Kansas
Apr. 3, 2009 Patricia Cowart, Chair, SIFMA Arbitration Committee
Apr. 3, 2009 W. Scott Greco, Greco & Greco, P.C.
Apr. 2, 2009 Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
Apr. 2, 2009 Alyssa M. Panaro, Legal Intern and Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law, Jamaica, New York
Apr. 2, 2009 The Securities Arbitration Clinic, Benjamin N. Cardozo School of Law, New York, New York
Apr. 2, 2009 Laurence S. Schultz, Driggers, Schultz & Herbst, P.C.
Apr. 2, 2009 John S. Burke, Esq., Attorney, Higgins Burke, P.C., St. Charles, Illinois
Apr. 1, 2009 John E. Sutherland, Boston, Massachusetts
Apr. 1, 2009 David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois
Apr. 1, 2009 J. Pat Sadler, Esq., Sadler Hovdesven, P.C., Atlanta, Georgia
Mar. 31, 2009 John Miller, Attorney, Swanson Midgley, LLC, Kansas City, Missouri
Mar. 31, 2009 Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York
Mar. 30, 2009 Royal B. Lea, III, San Antonio, Texas
Mar. 30, 2009 Jessica M. Vasques, Willeford Law Firm
Mar. 30, 2009 David Liebrader, Esq., Attorney in private practice, Las Vegas, Nevada
Mar. 27, 2009 Scott R. Shewan, Executive Vice President/President-Elect, Public Investors Arbitration Bar Association
Mar. 27, 2009 Susan R. Healy and Christopher T. Vernon, Attorneys at Law
Mar. 23, 2009 Steve A. Buchwalter, Esq., Attorney, Encino, California
Mar. 23, 2009 W. Andrew Clayton, Jr., Johnson, Browning & Clayton, Sarasota, Florida
Mar. 20, 2009 Jonathan W. Evans and Michael S. Edmiston, Jonathan W. Evans and Associates, Studio City, California
Mar. 20, 2009 John C. Taylor, Jr., Esquire; Taylor, Day, Currie, Boyd & Johnson; Jacksonville, Florida
Mar. 19, 2009 Richard D. DeVita, Esq., Hoboken, New Jersey
Mar. 18, 2009 Seth E. Lipner, Professor of Law, Zicklin school of Business, Bernard Baruch College, CUNY Member, Deutsch Lipner, New York City, New York
Mar. 18, 2009 Herb Pounds, Attorney, San Antonio, Texas
Mar. 17, 2009 Richard A. Stephens, Esq., Boca Raton, Florida

 

http://www.sec.gov/comments/sr-finra-2008-024/finra2008024.shtml

Modified: 10/16/2014